Topix SEC News
The state\’s top court on Tuesday upheld the firing of a hedge fund compliance officer who said he confronted its chief executive about improperly selling personal stock before doing the same for clients.
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Topix SEC News
Exchange-traded funds remain the young darlings of the alternative investing universe and one company is enjoying a booming business introducing this format to asset managers.
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Topix SEC News
The Week in Security \’Security cocktails\’ enter the mix and merchants cling to PIN in the major security stories of the week through May 4. Two Maryland banking companies that announced plans to merge last month need a little more time to work out the specifics of their deal.
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The Compensation Committee of Enterprise Financial Corp. on Thursday approved $297,475 in performance-based bonuses for its executives for the three-year period ended Dec.
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This file photo taken June 7, 2010, shows a sign for Yahoo! in New York. THE CANADIAN PRESS/AP, Mark Lennihan SAN FRANCISCO - Yahoo CEO Scott Thompson is sorry for allowing an inaccuracy about his education to appear in his official biography, but not remorseful enough to heed calls for him to resign.
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The world\’s biggest social network is expected to go public on May 18. And like all companies facing an initial public offering, Facebook is staying quiet about its financials and stock potential.
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Zweig: Investment advisers are being examined infrequently, inconsistently and incompletely — and regulators are outnumbered.
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When Linda Almonte alerted her boss at JPMorgan Chase about potential fraud in a major deal she was helping to close, she expected him to applaud her great catch.
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Hedge funds, a publicity-shy sector of the financial industry where the super wealthy invest their money in the hope of making above-average profits, were just handed an opportunity to make even more money under a new law signed by President Barack Obama.
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The company\’s total compensation in 2011 for its five top honchos inched up across the board, according to a filing with the Securities and Exchange Commission.
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