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The Mattera Reserve, Inc. and John Mattera, its Chief Executive Officer, today announced that Mr.

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Topix SEC News
Graybar Electric Co. , the region\’s second-largest privately held company, is offering 841,500 shares of stock to its employees and qualified retirees in a move that is expected to raise $16.8 million.

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French insurer Axa has cut its stake in US investment bank Goldman Sachs, which last month announced an 82% profit slide, by roughly a half, according to documents filed with the US Securities and Exchange Commission.

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Aug 29 2010, 10:07 AM ET Comment The Securities and Exchange Commission has been assailed over the past few years for its failures.

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Cole Real Estate Investments became embroiled in a public policy debate in May when a Rhode Island municipal pension fund invested $3 million in the nontraded REIT.

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The Association of Securities Companies may turn to anti-dumping and fair competition laws to sanction members who may try to aggressively slash commission fees once full market liberalisation takes effect in 2012.

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Bee Taechaubol, a former executive of International Engineering, has vowed to fight the Securities and Exchange Commission\’s malfeasance charges against him once he is officially notified of them.

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Complete access to B-D and RIA rankings, industry data, company profiles, and IN\’s exclusive recruiting database Free access to IN\’s enhanced, institutional quality Market Data section Daily, breaking news and topical alerts Please take a moment to register or sign in to your account Forgot Password? Move your practice forward Pre-Order Your Copy …

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Shareholders who feel that their views are not represented on the company\’s board of directors have been given a new way into the boardroom by the Securities and Exchange Commission .

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Republican U.S. Senate candidate Bill Binnie remains adamant: He did not move California manufacturing jobs to Mexico 21 years ago when he was CEO of Carlisle Plastics.

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