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The neither-admit-nor-deny policy has been used for many years by banks in securities fraud settlements with the Securities and Exchange Commission, or SEC, but it may increasingly be a thing of the past.

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Topix SEC News
Citigroup Settlement , Judge Jed Rakoff , Securities And Exchange Commission , Jed Rakoff , Judge Rakoff , Sec , Sec Settlement , Sec Settlement Policy , Wachovia , In a change of policy that comes after more than two years of public and embarrassing scoldings by a federal judge, the Securities and Exchange Commission will now force some defendants … (more)

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Topix SEC News
The operator of the EDGA and EDGX exchanges said the program will begin on January 17 and be used to \”deepen our liquidity and improve market quality for all investors.\” The Jersey City, N.J., exchange operator has begun accepting applications by securities firms to be market makers in given stocks, on its web site.

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The unending struggle between the managers who control America\’s corporations and the investors who own them is about to become more interesting.

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Topix SEC News
View Photo Gallery - The cases investigated by the Securities and Exchange Commission and Justice Department range from corruption to health-care fraud and accounting manipulation.

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Last week, the Securities and Exchange Commission filed charges against an Illinois-based financial adviser who used social media to offer bogus investments to unsuspecting folk to the tune of $500 billion .

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A: According to the Securities and Exchange Commission, fees for index mutual funds generally are much lower than those for managed mutual funds.

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Victorville City Manager Doug Robertson said the city\’s November default on bond payments totaling $10.6 million has not prompted an inquiry from a federal agency that has been investigating the city\’s bond debt for the last two years.

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Fairbanks Daily News-Miner editorial The best way to increase the life expectancy of the trans-Alaska oil pipeline and to preserve the Alaska economy is to produce more oil.

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Ever wonder what the world will look like when you\’re 95? It\’s hard, but I got a little help with it last week when Superior Court Judge Sharon Gleason ruled that the producers on the North Slope have enough proven reserves to keep the Trans-Alaska Pipeline pumping until 2065.

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