September 28, 2010

September 27, 2010, issue

The SEC News Digest


Read full story

Filed under SEC Updates by

Spread the Word!

Permalink Print Comment

September 26, 2010

Repeal of SEC open records exemptions passed by Congress, sent to Obama

Topix SEC News
A proposal that would let the public get details on the government\’s oversight of financial services firms has been passed by Congress.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

SEC seeks central bank approval for trading of currency futures contracts on exchange

Topix SEC News
The Securities and Exchange Commission is seeking the Bank of Thailand\’s endorsement for a plan to introduce currency futures as a way to ease the impact of the baht\’s sharp appreciation.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Short-Term Debt Rule Sheds Light on SEC, Too

Topix SEC News
Unanimous vote shows a get-tough approach to abuses that made the financial crisis worse.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Judge uneasy over Citigroup-SEC accord details

Topix SEC News
The federal judge reviewing a proposed Citigroup Inc settlement with the U.S. Securities and Exchange Commission expressed concern that the accord does not do enough to ensure that the bank\’s disclosures to investors will be adequate.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

NY lawsuit blames SEC for failing to catch Madoff

Topix SEC News
A charitable foundation run by a wealthy real estate magnate has sued the Securities and Exchange Commission, blaming the agency for failing to catch Bernard Madoff\’s fraud before it lost about $19 million.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

U.S. hedge fund manager bets on rising Casey\’s stock

Topix SEC News
U.S. billionaire Steven Cohen has snapped up a significant stake in Caseya s General Stores Inc.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Two Settle SEC Insider Trading Charges

Topix SEC News
James Self Jr. and trader Stephen Goldfield settled Securities and Exchange Commission allegations on insider trading without admitting or denying wrongdoing.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Citigroup gives top execs a $37M payday

Topix SEC News
Citigroup top six executives get big payday for helping to save bank. Government workers never had it so good.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Rosetta Resources Inc. Announces Closing of Exchange Offer for Its 9.500% Senior Notes Due 2018

Topix SEC News
Rosetta Resources Inc. announced today that it has completed its offer to exchange up to $200 million aggregate principal amount of its 9.500% Senior Notes due 2018 for any and all of its outstanding 9.500% Senior Notes due 2018, which were issued in a private placement .

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment