September 28, 2010

OP investment adviser faces SEC charges

Topix SEC News
The Securities and Exchange Commission has revoked the registered investment adviser registration of Overland Park-based Sierra Financial Advisors LLC and barred owners Michael Earl and Michael Breakey from working in the investment industry.

Read full story



For All of your GOING PUBLIC needs contact Artfield Investments (www.ArtfieldInvestments.com)

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Leave a Comment

You must be logged in to comment