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Proposed new U.S. regulations could cost mutual fund companies hundreds of millions of dollars in distribution fees they split with partners.
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Investors who lost money when Bank of America Corp. bought Merrill Lynch without disclosing Merrill\’s problems can start applying to tap a $150 million compensation fund.
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The Securities and Exchange Commission on Wednesday sued Stephen Goldfield, the former manager of hedge fund firm Imperium Advisors, alleging he made almost $14 million illegally trading on inside information.
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Yahoo Inc. is about to lose one of its search advertising partners in South Korea as the Internet company prepares to convert to Microsoft Corp.\’s technology.
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The Nuclear Regulatory Commission and the Government Accountability Office once again top the list of Best Places to Work in the federal government, according to a new report that will be released Wednesday.
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U.S. securities regulator is looking into a Wall Street trading practice in which unusually large numbers of orders to buy or sell stocks are placed in a fraction of a second, only to be canceled almost immediately, the Wall Street Journal reported on Thursday.
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Mere days after a computer programmer alerted authorities to potential foul play in the May 6 \”flash crash,\” the Securities and Exchange Commission is looking into whether high-speed trading tactics were used to manipulate the market, The Wall Street Journal reports .
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The U.S. Securities and Exchange Commission announced it charged a New Jersey investment advisor and three of her firms with fraud for allegedly operating a scheme involving the sale of phony promissory notes to investors.
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The Securities and Exchange Commission has warned credit rating agencies that the recently passed financial reforms in the Dodd-Frank Act allows the regulator to pursue fraud cases overseas if it could harm the U.S., according to Financial Times .
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The feds may be piling on the charges against Sujata Sachdeva, but will Koss Corp.
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