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BP says the Securities and Exchange Commission and the Justice Department are conducting informal inquiries into securities matters arising from the Gulf oil spill.
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BP says the Securities and Exchange Commission and the Justice Department are conducting informal inquiries into securities matters arising from the Gulf oil spill.
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Topix SEC News
BP says the Securities and Exchange Commission and the Justice Department are conducting informal inquiries into securities matters arising from the Gulf oil spill.
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With powerful senators watching closely, federal investigators search high and low for evidence of insider trading in shares of Microsoft.
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A botched share swap last month in which 10 times more US Bancorp shares were issued than planned, angering and confusing investors, led the NYSE on Tuesday to cancel three days of trades in the stock.
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The Securities and Exchange Commission should permanently change regulation for asset-backed securities to match other bonds, the American Securitization Forum\’s executive director said on Wednesday.
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The U.S. Securities and Exchange Commission has informed Goldman Sachs that it is still qualified to issue securities despite charges of fraud, which the investment bank agreed to pay $550 million to settle.
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Fox Business is reporting that the Dodd-Frank financial reform bill that President Obama signed recently includes a provision that exempts the Securities and Exchange Commission from responding to Freedom of Information Act requests.
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The chief executive of Moody\’s Investors Service sold almost $3 million in company stock this year and $7.1 million last year, both times right before his company\’s stock price fell from its peak levels, a McClatchy Newspapers analysis has found.
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