May 31, 2010

Mid-Term Elections Shine Light On Venture Capital Campaign Policies

Topix SEC News
Close May 28, 2010, 1:52 PM ET By Laura Kreutzer Private equity professionals, with their deep pockets, would seem to be prime fodder for politicians looking for campaign contributions.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

FACTBOX-U.S. SEC June 2 market roundtable participants

Topix SEC News
The U.S. Securities and Exchange Commission issued the agenda and a list of panelists for its market structure roundtable to be held on June 2. The SEC said the public roundtable will feature in-depth discussions of key market structure issues, including high-frequency trading, undisplayed liquidity and the appropriate measures for evaluating …

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

CSN Files Form 20-F for 2009

Topix SEC News
SAO PAULO , May 28 /PRNewswire-FirstCall/ — Companhia Siderurgica Nacional CSN, , company that combines steel, mining, cement, logistics and energy businesses, informs the filing of its Form 20-F for the fiscal year ended December 31, 2009 with the U.S. Securities and Exchange Commission .

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Midway Announces C$6 Million Offering of Units

Topix SEC News
Midway Gold Corp. announced today that it has filed a preliminary prospectus supplement to its short form base shelf prospectus filed with the securities commissions in each of the provinces of British Columbia, Alberta and Ontario, and a corresponding shelf prospectus as part of an effective registration statement on Form S-3 filed with the U.S.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Planners claim small victory in financial-reform legislation

Topix SEC News
By Mark Schoeff Jr. May 30, 2010 6:01 am ET A small provision buried in both the House and Senate versions of financial-reform legislation is being hailed by some as a modest but important step for the financial planning industry.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Walmart Changes Through Recession, Local Vendors Adapt

Topix SEC News
Walmart associate Tonya Sandefur hands a customer his change May 4 while running a checkout station at the Walmart Neighborhood Market in Bentonville.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Reform in banking law on cards

Topix SEC News
DHAKA: Finance Minister Abul Mal Abdul Muhith has said the government will reform the Banking Act by next year to ensure corporate governance in the sector.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

SEC rejects PHP Power\’s appeal

Topix SEC News
The stockmarket regulator has rejected PHP Power Generation Plant\’s appeal for a waiver of conditions for an initial public offering under the book building method.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Ex-wife could collect $1-million bounty

Topix SEC News
The ex-wife of a former Microsoft employee could be eligible for a $1 million bounty for helping U.S. regulators impose one of the largest-ever insider trading fines.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment

Starr case highlights issue of custody

Topix SEC News
As the Securities and Exchange Commission continues its investigation of New York-based celebrity adviser Kenneth Starr and his alleged $30 million fraud, custody is emerging as a central issue.

Read full story

Filed under SEC News by

Spread the Word!

Permalink Print Comment